Tag Archives: SEC Fines

The SEC Issued Three Whistleblower Awards Totaling $20.1 Million in a Single Week

On November 30th, 2017, the Securities and Exchange Commission (SEC) announced that it was awarding more than $16 million in financial compensation to two whistleblowers. These securities industry whistleblowers provided critically important information to help the agency bring enforcement action. The first whistleblower brought the misconduct to the attention of SEC staff members, while… Read More »