Tag Archives: Miami Investment Fraud Lawyers
Securities Fraud Suit Filed against Solazyme, Inc.
On June 29, 2015, the news media announced that a securities fraud class action lawsuit has been filed against Solazyme, Inc. in the U.S. District Court covering the northern district of California. The suit was filed on behalf of investors who held shares in Solazyme between February 27, 2014, and November 5, 2014. This… Read More »
What is FINRA?
With so many regulatory bodies, it can be easy to become confused about which organization is responsible for which tasks. FINRA, the Financial Industry Regulatory Authority, formerly the National Association of Securities Dealers, is one of those regulatory bodies. What does FINRA do, and how does it compare to the Securities and Exchange Commission?… Read More »
The Face of a Fraudster: How to Recognize a Fraudulent Investment Salesperson
Famous stories of investment fraud tend to start with the same thing: a suave, successful con man with a great plan, a Bernie Madoff type, or a Jordan Belfort. But is that really what investment fraudsters look like? Knowing what a fraudulent investment salesperson may look or act like is the first step in… Read More »
Don’t Be a Victim: Avoiding Investment Fraud
You may know that investment scammers are devious individuals who come in many shapes, sizes, ages, and genders. And you may know that scams come in many forms. Investment fraud can occur in purchases and sales of a variety of investment products. Fraud can involve common stocks, put and call options, hedge funds and… Read More »