Tag Archives: Material Misrepresentations

Florida Broker Suspended for Two Years for Material Misrepresentations

FINRA recently announced the suspension of registered securities representative Landon L. Williams (CRD#: 1751467). Most recently, this broker worked at Merrill Lynch, Pierce, Fenner & Smith, out of an office located in Jacksonville, Florida. According to FINRA investigators, Mr. Williams: Made material misrepresentations to his clients; Omitted material facts in conversations with investors; and… Read More »