Tag Archives: Florida Investment and Financial Attorney
SEC Awards $4.5 Million to Two Securities Industry Whistleblowers
Earlier this year, the Securities and Exchange Commission (SEC) announced two major awards to securities industry whistleblowers. First, a whistleblower who had information of serious securities industry misconduct was awarded $4 million, for offering a detailed and specific tip that led to major enforcement action. Then, soon after, a company insider was awarded more… Read More »
SEC Brings Investment Fraud Charged Against a Miami Beach Firm
In the United States District Court for the Southern District of Florida, the Securities and Exchange Commission (SEC) has brought serious investment fraud charges against Onix Capital LLC and its sole owner and manager Alberto Chang-Rajii. Onix Capital is an asset management company that is based in Miami Beach, Florida. In all, the SEC… Read More »
