Tag Archives: Florida Investment Advisor Fraud
Florida Investment Advisor Fined, Suspended for Unauthorized Transactions
On February 21st, 2018, the Financial Industry Regulatory Authority (FINRA) announced sanctions against Heather Xanthe VanLandingham (CRD#: 5343446), a broker most recently located in Riverview, Florida. According to information provided by FINRA, Ms. VanLandingham was accused of conducting unauthorized transactions on a client’s account. The alleged misconduct in this case occurred in 2016, when… Read More »
