Tag Archives: Broker Negligent Supervision
South Florida Broker Suspended for Negligent Supervision
Jose Luis Leon (CRD#: 1789460) served as a registered broker at BAC Florida Investments from 1988 to 2017. During this time, Mr. Leon was based out of a branch office in Coral Gables, Florida. On September 19th, 2018, Jose Luis Leon was suspended from the securities industry for six months and fined $10,000 for… Read More »
